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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

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PR App 1.1

As Published: 2005

PR App 1.1

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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