Search Result

221 - 240 of 1770 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

APER 1.1A Application

As Published: 2015

APER 1.1A Application

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions