Search Result

461 - 480 of 1539 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

EG 4.6 What a subject of investigation can say to third parties

As Published: 2016

EG 4.6 What a subject of investigation can say to third parties

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach