Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

…

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 2.3 Relieving Provisions

REC 2A.4 Power and procedure for RAP penalties and censures

COCON 2.3 Firms: training and breaches

REC 2.5 Systems and controls and conflicts

PR 5.5 Persons responsible for a prospectus

ICOBS 3.2 E-Commerce

DISP App 1.1 Introduction

GEN 2.1 Introduction

REC 4.2 The supervisory relationship with UK recognised bodies

DISP App 1.5 Additional considerations

FEES 3.2 Obligation to pay fees

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation