Search Result

101 - 120 of 1005 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders