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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PR App 1.1

As Published: 2005

PR App 1.1

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers