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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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Similar To

EG 10.1 Introduction

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 4.3 Appointment of actuaries

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 12.5 Contracts: required terms

SUP 5.3 Policy on the use of skilled persons

DEPP 5.1 Settlement decision makers

SUP 10C.11 Statements of responsibilities

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 10C.10 Application for approval and withdrawing an application for approval

PR 2.2 Format of prospectus

PR 3.1 Approval of prospectus

COLL 4.5 Reports and accounts

SUP 11.4 Requirements on firms

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

LR 3.4 Debt and other securities

EG 4.11 Approach to interviews and interview procedures

PERG 2.5 Investments and activities: general

SYSC 22.5 Giving references: additional rules and guidance for all firms