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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

COLL 6.2 Dealing

CASS 5.5 Segregation and the operation of client money accounts

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 16.2 Purpose

COLL 4.5 Reports and accounts

REC 3.14A Operation of a regulated market or MTF

FEES 5.5B Case fees

COLL 6.3 Valuation and pricing

IFPRU 8.1 Prudential consolidation

FEES App 1.3 Application Fees

COLL 12.2 UK UCITS management companies

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading