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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

MCOB 2.1A Regulated mortgage contracts: guidance on the meaning of “payment shortfall”

As Published: 2016

MCOB 2.1A Regulated mortgage contracts: guidance on the meaning of “payment shortfall”

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions