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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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REC 6A.1 Exercise of passport rights by EEA market operator

EG 4.11 Approach to interviews and interview procedures

SYSC 19A.3 Remuneration principles for IFPRU investment firms

REC 6A.2 Removal of passport rights from EEA market operator

SUP 18.4 Friendly Society transfers and amalgamations

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

LR 9.2 Requirements with continuing application

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SYSC 19D.3 Remuneration principles

EG App 3.7 The PPS

FEES 10.1 Application, purpose and background

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

DEPP 7.1 Application and purpose

CASS 5.5 Segregation and the operation of client money accounts

PR 2.4 Incorporation by reference

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COLL 4.2 Pre-sale notifications

REC 2.13 Promotion and maintenance of standards