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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

…

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MAR 5.3 Trading process requirements

LR 7.2 The Listing and Premium Listing Principles

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 2.2 Requirements for all securities

DISP 3.5 Resolution of complaints by the Ombudsman

LR 13.2 Approval of circulars

TC App 4.1 Appropriate Qualification tables

COLL Appendix 1EU KII Regulation

IFPRU 2.2 Internal capital adequacy assessment process

DEPP 6.2 Deciding whether to take action

BIPRU 12.5 Individual Liquidity Adequacy Standards

COLL 6.3 Valuation and pricing

COLL 8.3 Investor relations

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 5.2 General investment powers and limits for UCITS schemes