Search Result

721 - 740 of 1297 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

…

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

…

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

…

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

…

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

…

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

…

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

…

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

…