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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application