Search Result

661 - 680 of 1316 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

…

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

…

MCOB 2.5A The customer's best interests

As Published: 2012

MCOB 2.5A The customer's best interests

…

EG App 3.4 CPS

As Published: 2016

EG App 3.4 CPS

…

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

…

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

…

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

…

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

…

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

…

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

…

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

…

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

…