Search Result

601 - 620 of 1359 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

REC 1.1 Application

As Published: 2005

REC 1.1 Application

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

DTR 3.1

As Published: 2005

DTR 3.1

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order