Search Result

601 - 620 of 1485 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.7 Dealing with rumours

As Published: 2016

DTR 2.7 Dealing with rumours

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets