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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2015

COBS 4.10 Systems and controls and approving and communicating financial promotions

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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