Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 18.2 Insurance business transfers

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COBS 14.2 Providing product information to clients

CASS 6.1 Application

COLL 7.2 Suspension and restart of dealings

PERG 4.11 Link between activities and the United Kingdom

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

COLL 3.3 Units

FEES 3.2 Obligation to pay fees

PERG 2.7 Activities: a broad outline

COLL 9.1 Application and general information

SUP 13A.3 Qualifications for authorisation under the Act

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 16.12 Integrated Regulatory Reporting

PERG 8.12 Exemptions applying to all controlled activities

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

COBS 4.1 Application

COLL 5.8 Investment powers and borrowing limits for feeder UCITS