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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

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