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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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ICOBS 8.2 Motor vehicle liability insurers

FEES 6.7 Payment of levies

EG 10.4 Other relevant powers

LR 13.4 Class 1 circulars

PR 1.2 Requirement for a prospectus and exemptions

EG 2.7 Sources of cases

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

FEES 5.1 Application and Purpose

LR 4.2 Contents and format of listing particulars

SUP 16.20 Submission of recovery plans and information for resolution plans

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

IFPRU 7.1 Application

PERG 8.6 Communicate

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy