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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

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ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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