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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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PR App 1.1

As Published: 2005

PR App 1.1

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