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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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