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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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Similar To

EG 3.2 Information requests (section 165)

LR 8.1 Application

DEPP 8.5 Effects of a breach of condition or time limitation

EG 3.2A Information requests (section 122A)

EG 4.12 Search and seizure powers

LR 15.1 Application

CASS 9.4 Information to clients concerning custody assets and client money

EG 3.2B Information requests (section 122B)

COLL 4.1 Introduction

REC 4.9 Disciplinary measures

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation