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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2015

APER 3.3 Factors relating to Statements of Principle 5 to 7

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons