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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

…

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

…

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

…

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

…

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

…

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

…

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

…

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

…

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

…

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

…

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

…

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

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