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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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SYSC 19C.1 General application and purpose

SUP 2.4 'Mystery shopping'

LR 5.4 Restoring listing

DEPP 6.6 Financial penalties for late and incomplete submission of reports

FEES 5.3 The general levy

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BIPRU 7.10 Use of a Value at Risk Model

DISP App 3.10 Application: evidential provisions

CONC 4.7 Information to be provided on entering a current account agreement

CONC 6.4 Appropriation of payments

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

CONC 6.5 Assignment of rights

CASS 7.13 Segregation of client money

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading