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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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Similar To

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

EG 4.6 What a subject of investigation can say to third parties

PERG 6.3 Background

CONC 13.1 Application

FEES 5.4 Information requirement

DTR 1B.1 Application and purpose (Corporate governance)

LR 20.4 Continuing obligations

DTR 4.2 Half-yearly financial reports

COND 2.4 Appropriate resources

LR 5.2 Cancelling listing

PERG 8.6 Communicate

SUP 6.2 Introduction

EG 7.6 Private warnings

SUP 17.2 Making transaction reports

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy