Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

…

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

…

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

…

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

TC 1.1 Who, what and where?

SUP 6.2 Introduction

PERG 8.21 Company statements, announcements and briefings

PERG 2.5 Investments and activities: general

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SYSC 8.1 General outsourcing requirements

SUP 10A.12 Procedures relating to FCA-approved persons

SUP 10C.3 General material about the definition of controlled functions

EG 8.3 Use of the own-initiative powers in urgent cases

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)