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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures