Search Result

261 - 280 of 1647 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations