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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 5.5 Duties of firms

DEPP 6.2 Deciding whether to take action

SUP 16.23 Annual Financial Crime Report

SUP 9.2 Making a request for individual guidance

SUP 5.3 Policy on the use of skilled persons

SUP 18.2 Insurance business transfers

GEN 2.2 Interpreting the Handbook

CREDS 2.2 General provisions

REC 6.7 Notification rules for overseas recognised bodies

SUP 16.12 Integrated Regulatory Reporting

SYSC 5.2 Certification regime

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation