Search Result

161 - 180 of 1377 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

IPRU-INV 5.3 Financial resources

As Published: 2016

IPRU-INV 5.3 Financial resources

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose