Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 5.2 Certification regime

EG 3.3 Reports by skilled persons (section 166)

EG 10.4 Other relevant powers

RCB 3.3 Asset pool notifications

SUP 15A.1 Application and notifications under EMIR

SUP 1A.3 The FCA's approach to supervision

ICOBS 8.4 Employers’ Liability Insurance

COND 2.4 Appropriate resources

LR 5.2 Cancelling listing

PERG 8.6 Communicate

SUP 6.2 Introduction

SUP 17.2 Making transaction reports

SUP 6.4 Applications for cancellation of permission

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

FIT 1.2 Introduction

PERG 4.6 Advising on regulated mortgage contracts

FEES 9.2 PSR fees

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach