Search Result

861 - 880 of 1389 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction