Search Result

541 - 560 of 1560 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?