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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency