Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

…

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

…

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

…

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

…

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

…

CONC 3.7A Financial promotions and communications: P2P agreements

As Published: 2016

CONC 3.7A Financial promotions and communications: P2P agreements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PR 1.1 Preliminary

DTR 8.5 Supervision of primary information providers

PERG 9.4 Collective investment scheme (section 235 of the Act)

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

PR 5.6 Miscellaneous

PERG 8.2 Introduction

LR 19.2 Requirements for listing

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 13A.3 Qualifications for authorisation under the Act

DTR 6.1 Information requirements for issuers of shares and debt securities

BIPRU 12.5 Individual Liquidity Adequacy Standards

DISP 1.11 The Society of Lloyd's

PERG 2.5 Investments and activities: general

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy