Search Result

241 - 260 of 1222 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SYSC 19D.3 Remuneration principles

As Published: 2015

SYSC 19D.3 Remuneration principles

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support