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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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EG 10.3 Asset-freezing injunctions

REC 6.5 FCA decision on recognition

SUP 5.2 The FCA’s power

DEPP 8.1 Introduction

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

EG 16.4 The effect of a disapplication order

DTR 8.1 Application

PERG 1.4 General guidance to be found in PERG

IFPRU 10.6 Application on an individual and consolidated basis

MCOB 9.1 Application

PR 1.1 Preliminary

PR 2.5 Omission of information

PERG 9.1 Application and Purpose

IFPRU 4.6 Internal ratings based approach: probability of default

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

DEPP 2.2 Warning notices and first supervisory notices

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

COLL 12.4 UCITS product passport

PR 1.2 Requirement for a prospectus and exemptions