Search Result

761 - 780 of 1575 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 19.1 Application

As Published: 2005

LR 19.1 Application

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse