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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

COND 1.3 General

As Published: 2013

COND 1.3 General

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy