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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes