Search Result

1241 - 1260 of 1444 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

IPRU-INV 6.1 APPLICATION

As Published: 2015

IPRU-INV 6.1 APPLICATION

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2016 to 31 March 2017

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2016 to 31 March 2017

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)