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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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CONC 7.10 Treatment of customers with mental capacity limitations

As Published: 2014

CONC 7.10 Treatment of customers with mental capacity limitations

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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SUP 5.4 Appointment and reporting process

EG 19.23 Electronic Money Regulations 2011

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

SUP 13.1 Application and purpose

SUP 13.2 Introduction

MAR 1.1 Application and interpretation

CONC 13.1 Application

IPRU-INV 5.6 Qualifying subordinated loans

MAR 5.7 Pre-trade transparency requirements for shares

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

IPRU-INV 14.1 APPLICATION

CASS 12.2 Treatment of client money

PERG 1.4 General guidance to be found in PERG

REC 3.20 Disciplinary action relating to members

EG 5.7 The relevance of settled cases to subsequent action

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

EG 2.12 Co-operation

PERG 12.4 Application of EU Directives

CONC 7.10 Treatment of customers with mental capacity limitations

EG 16.4 The effect of a disapplication order