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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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Similar To

EG 19.27 Alternative Investment Fund Managers Regulations 2013

DISP 2.1 Purpose, interpretation and application

BIPRU 1.1 Application

LR 1.2 Modifying rules and consulting the FCA

SUP 10C.7 Other overall responsibility function (SMF18)

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EG 19.23 Electronic Money Regulations 2011

TC App 5.1

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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FEES 3.2 Obligation to pay fees

PERG 8.4 Invitation or inducement

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

BIPRU 7.6 Option PRR

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns