Search Result

901 - 920 of 1031 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR