Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

…

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

…

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 11.5 Record keeping: client orders and transactions

DTR 1B.1 Application and purpose (Corporate governance)

LR 20.4 Continuing obligations

MCOB 4.1 Application

DTR 4.2 Half-yearly financial reports

BIPRU 4.8 The IRB approach: Purchased receivables

PERG 6.3 Background

SYSC 18.5 Settlement agreements with workers

LR 5.2 Cancelling listing

PERG 8.6 Communicate

SUP 6.2 Introduction

EG 7.6 Private warnings

SUP 17.2 Making transaction reports

FIT 1.2 Introduction

PERG 4.6 Advising on regulated mortgage contracts

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 16.13 Reporting under the Payment Services Regulations

FEES 11.2 Pensions guidance providers’ levy

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance