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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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SUP 15A.1 Application and notifications under EMIR

PERG 10.4 Pension scheme service providers other than trustees

PRIN 3.1 Who?

PERG 10.3 Pension Scheme Trustees

MCOB 9.1 Application

PERG 8.36 Illustrative tables

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

SUP 15.1 Application

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

COLL 4.5 Reports and accounts

COND 2.4 Appropriate resources

CONC 7.11 Disclosures relating to “authority” or “status”

SUP 17.2 Making transaction reports

MCOB 4.7A Advised sales

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

MCOB 5.5 Provision of illustrations

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 16.13 Reporting under the Payment Services Regulations

FEES 11.2 Pensions guidance providers’ levy