Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

…

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

…

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

…

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

…

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 8.2 Introduction

REC 2.15 Discipline

PERG 13.7 The territorial application of MiFID

CASS 7A.2 Primary pooling events

EG 19.7 The Open-Ended Investment Companies Regulations 2001

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

SUP 1A.2 Introduction

SYSC 4.9 Handover procedures and material

MCOB 9.3 Pre-application disclosure

FEES 6.7 Payment of levies

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy